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PREVIOUS
SPEAKERS:
John Bowers QC

Title: The BNP cases: balancing
the freedom from discrimination and the rights of free speech and association
Introduction
This
lecture explores the cases surrounding how both employers and trade unions
are able to deal with issues of political belief, particularly membership
of far right political parties. I examine the legal principles emerging
from the cases of Redfearn
v SERCO
[2006] IRLR 623 and ASLEF
v UK
[2007] IRLR 361, both of which centred on the issue of BNP membership
and explore how those cases reveal tensions between the law and policy
in their different contexts.
Background
It
is necessary to sketch out the recent background to the debate. In Serco,
in an employment context, Mr Redfearn, a BNP member, challenged his dismissal
which was ostensibly on health and safety grounds, from his post as a
bus driver for vulnerable (and largely Asian) passengers. He did so by
pursuing a claim of race discrimination on the basis that his dismissal
was, effectively, on "racial grounds". The case, which was ultimately
unsuccessful in the Court of Appeal, gave rise to interesting considerations
as to how broadly the Race Relations Act can be interpreted, how proximate
the issues of race must be to the claimant in question and whether members
of groups such as the BNP should be permitted to avail themselves of the
protection of the Race Relations Act.
The
second, ASLEF v UK, arose in a wholly
different context, not under the Race Relations Act, and not as a claim
by an employee against and employer, but as a claim before the European
Court of Human Rights by a trade union in relation to its own rights to
regulate its membership. The claim followed litigation by Mr Lee, again
a BNP member, against ASLEF following his exclusion from membership. In
accordance with s174 Trade Union and Labour Relations (Consolidation)
Act 1992, ASLEF had been obliged to readmit Mr Lee to membership despite
his views being, in their view, incompatible with the aims of the union.
In
differing contexts both cases reveal the challenge, in practical terms,
to employers and unions in dealing with those whose views they find inimical.
They also reveal interesting legal issues of human rights interconnecting
with employment law against an incomplete statutory background .
The
Employment Context: The Race Relations Act
Mr
Redfearn was a bus driver working alone providing transport to those with
physical and mental disabilities in a largely Asian area of Bradford.
He had been an exemplary worker. He was also a BNP member, who stood for
and was elected to the local council to as a BNP candidate. Two weeks
after his election, following concerns expressed by the local community
and trades unions, he was summarily dismissed, ostensibly on the grounds
that his membership and position within the BNP led to a health and safety
risk to passengers (given the risk of demonstrations etc).
Mr
Redfearn brought a claim of race discrimination before the Employment
Tribunal. Mr Redfearn was careful not to bring his politics into the workplace,
was disabled himself and had glowing work appraisals; he had not been
involved in violence. The Tribunal found that he had not been dismissed
on racial grounds but instead on grounds of health and safety. He appealed
successfully to the EAT, which found that the Tribunal had wrongly understood
the concept of racial grounds, and remitted the issue. Before the Tribunal
could reconsider the case, Serco's appeal was heard by the Court of Appeal.
The
Court of Appeal's decision, which I will discuss in more detail later,
found that, following the earlier cases of Zarcynska
v Levy, Showboat Entertainment Centre
Limited v Owens, Weatherfield v Sargent
and Carter v Ahsan, that discrimination "on racial
grounds" is not limited to less favourable treatment on the grounds
of the colour or race of the claimant. However, The Court of Appeal rejected
Mr Redfearn's argument's as to the scope of the meaning of racial grounds:
in effect rejecting that it was sufficient that the reason for the treatment
was in some way connected to race, being "referable" to race.
The Court of Appeal found that the grounds for dismissal were those of
health and safety and that no direct discrimination had occurred. The
Court also rejected an argument based upon indirect discrimination, finding
that the policy of dismissing members of the BNP was a proportionate means
of pursuing a legitimate, health and safety related, aim. Mr Redfearn's
claim was therefore unsuccessful.
To
understand the argument it is necessary to look both at the legislative
provisions and case law leading up to Redfearn
The
Race Relations Act
Underlying
any discussion are the provisions of the Race Relations Act 1976, and
the key distinction between the wording used and that employed in the
Sex Discrimination Act 1975. These differences give rise to what I will
call the doctrine of "transferred discrimination" in the context
of race.
The
doctrine of transferred discrimination arises from a subtle difference
in the language used in the definitions of "direct discrimination"
in the Sex Discrimination Act 1975 and the Race Relations Act 1976. The
Sex Discrimination Act 1975 makes it plain that less favourable treatment
must be on the grounds of the sex of the particular complainant, that
"... a
person discriminates against a woman if (a) on the ground of her sex
he treats her less favourably than he treats or would treat a man ...".
The
Race Relations Act 1976 uses different language, referring simply to "racial
grounds"-
"A
person discriminates against another… if (a) on racial grounds
he treats that other less favourably than he treats or would treat other
persons ...".
This
difference in language raised the possibility that a direct race discrimination
claim could be pursued where a person alleged that he had been discriminated
against, not on grounds of his own race, but on grounds of the race of
some other person. Indeed, this possibility was recognised even before
the Race Relations Act 1976 was passed, based on the language in the earlier
Race Relations Act 1968.
The
Case Law
In Race Relations Board v.
Applin
this understanding was confirmed. the Race Relations Board
sought to obtain an injunction against the Defendants themselves Nationazl
Front members who were putting pressure on foster parents who lived in
the Defendants’ neighbourhood not to accept foster children from
different ethnic backgrounds. The Court of Appeal held that such conduct
was unlawful on the basis that it amounted to incitement to discriminate
against the children. However, Lord Denning MR was prepared to go further
and find, in the alternative, that such conduct not only amounted to incitement
to discriminate against the children, but also against the local authorities
who were seeking to place the children with foster parents. Drawing on
a hypothetical example of two white women who were refused entry into
a public house because they were accompanied by black men, and referring
to the definition of direct discrimination in the 1968 Act, Lord Denning
MR stated:
"That
definition of discrimination is wide enough to cover the case of the two
women. They are treated less favourably than other women on the ground
of colour. Similarly in this case, [the foster parents] would discriminate
against the local authorities on the ground of colour if they said: 'We
will take white children only.' "
Stephenson
LJ agreed, concluding that "A can discriminate against B on the
ground of C's colour, race or ethnic origin".
When the case was appealed to the House of Lords, Lord Simon of Glaisdale,
the only one of the Law Lords to deal with the point, concurred saying,
of restricting the operation of direct race discrimination to less favourable
treatment occasioned to the complainant personally,
"Not
only would this involve reading into the subsection a word which is not
there; it would also mean that some conduct which is plainly within the
'mischief' would escape - for example, discriminating against a white
woman on the ground that she had married a coloured man."
In
the Applin
case, therefore, all of the judges who considered the point held that
it could be unlawful discrimination to treat an individual less favourably
on grounds of the race, ethnic origin or nationality of another. The degree
of connection with the issue of race has however proved elusive as the
case law has developed.
The
Development of Transferred Discrimination
The
doctrine developed and widened significantly in a small number of cases,
which have very similar facts, relating to the giving of discriminatory
instructions.
In
Zarczynska
v. Levy
a white barmaid was instructed by her employer not to serve customers
of certain racial origins. When she informed her employer that such an
instruction was neither lawful nor reasonable, she was dismissed. Whilst
she had insufficient service to successfully claim unfair dismissal, the
EAT held that the employment tribunal did have jurisdiction to hear the
complaint of race discrimination on the basis that the complaint was one
of transferred discrimination. Relying on the dicta of Lord Denning MR
and Stephenson LJ in Applin,
the EAT was of the view that:
"... A
can discriminate against B on the ground of C’s colour, race or
ethnic origin. Can it not be said in the instant case that in dismissing
a barmaid because she wanted to serve some coloured men, and not dismissing
a barmaid who was prepared to apply the embargo, the employer treated
the one less favourably than the other on racial grounds?"
The
EAT considered that it was stretching the meaning of the statutory language
by holding that Ms Zarczynska had been dismissed on racial grounds but
stated:
"If
this is not done the strict interpretation of the relevant sections taken
as a whole may well create an absurd or unjust situation which Parliament
would not have intended if they had contemplated its possibility."
The
EAT declared itself to be "equally unhappy" with the
"most unjust" suggestion that Ms. Zarczynska should be
deprived of an opportunity to obtain compensation for losing her job because
she tried to uphold the law forbidding racial discrimination
Similarly,
in Showboat
Entertainment Centre v. Owens,
Mr. Owens alleged that he had been dismissed by Showboat because he
had refused to carry out a racially discriminatory instruction to exclude
individuals from particular ethnic backgrounds from the amusement centre.
Like Ms Zarczynska, he did not have qualifying service to bring a complaint
of unfair dismissal but in relation to race discrimination, the EAT held
that the phrase "racial grounds" was capable of a wide
interpretation, so that it could refer to the race of someone other than
the individual subjected to less favourable treatment. The EAT held:
"Certainly
the main thrust of the legislation is to give protection to those discriminated
against on the grounds of their own racial characteristics. But the words
"on racial grounds" are perfectly capable in their ordinary
sense of covering any reason for an action based on race, whether it be
the race of the person affected by the action or of others."
As
in Zarczynska,
in Showboat,
the EAT relied on policy reasons in order to justify the 'wider' view
as to the meaning of "on racial grounds":
"We
find it impossible to believe that Parliament intended that a person dismissed
for refusing to obey an unlawful discriminatory instruction should be
without a remedy. It places an employee in an impossible position if he
has to choose being a party to an illegality and losing his job. It seems
to us that Parliament must have intended such an employee to be protected
so far as possible from the consequences of doing his lawful duty by refusing
to obey an unlawful instruction".
The
EAT concluded by setting out the relevant test for employment tribunals
to apply. This test is, however, couched in extremely wide terms:
"The
only question in each case is whether the unfavourable treatment afforded
to the claimant was caused by racial considerations."
Finally,
in Weathersfield
Ltd. (t/a Van and Truck Rentals) v. Sargent,
Mrs. Sargent was informed on commencing employment with Weathersfield
that she was not to hire out vans to individuals who were from ethnic
minorities and that she was to inform such people that there were no vans
available. Mrs. Sargent resigned. Again, Mrs. Sargent did not have sufficient
qualifying service to bring a claim for unfair dismissal but brought a
claim for race discrimination.
In
the course of argument before the Court, and for the first time in this
line of cases, the contrast in the language of the Sex Discrimination
Act 1975 and the Race Relations Act 1976 was highlighted. Pill LJ (with
whom Swinton-Thomas LJ and Beldam LJ agreed) rejected the suggestion that
the wording in the Race Relations Act 1976 ought to be afforded the same
meaning as the corresponding section of the Sex Discrimination Act. He
specifically accepted that the dicta in the Showboat
case provided for an extremely wide interpretation of the statutory
provisions, but held that such an interpretation was, in his view, "justified
and appropriate".
Thus
it appears that the test to be applied in determining whether a decision
is taken on "racial grounds" is whether the treatment was caused
by racial considerations. This is a very broad test. It appears that any
treatment which can be linked to race or racial factors should fall within
the test and thus be discriminatory. Whilst this approach appears to have
been acceptable in protecting those who were seeking to uphold anti-racist
views the test is not couched simply in those terms. How then would the
test fare when a more difficult question arose?
Serco
Which
brings us back to the position in Serco
v Redfearn.
The decision to dismiss Mr Redfearn should, given the very broad test
in Showboat,
fall within treatment based upon racial considerations. The decision was
inseparable from Mr Redfearn's political views which in turn had a racial
content, that is his attitudes towards the race of others. Based on the
Showboat
test Mr Redfearn should have attracted the protection of the Race Relations
Act. The test did not define the proximity of the race considerations
to the claimant or the decision to dismiss: simply that they were a factor.
The
Employment Tribunal found that the reason for Mr. Redfearn's dismissal
was that his continued employment would present a risk to the health and
safety of employees and passengers of Serco as it would render Serco's
property open to attack given the strength of public feeling against the
BNP. Moreover, Mr. Redfearn's public membership of the BNP would give
cause for concern to the relatives of those entrusting vulnerable passengers
to Serco. Furthermore, the continued employment of Mr. Redfearn might
jeopardise the reputation of Serco on the basis that clients might associate
it with the extreme policies of the BNP. As such, the Tribunal found that
Mr. Redfearn was dismissed on health and safety grounds and not on racial
grounds.
The
EAT (presided over by Burton J (P)) allowed an appeal by Mr. Redfearn
on the basis that (amongst other things)
the Employment Tribunal had not properly dealt with the Showboat line
of authorities in its reasoning. During argument, however, the absurdity
of the wide dicta in the Showboat case was pointed
out by counsel for Serco. At paragraph 32 of its decision the EAT made
reference to this submission:
"One
example that arose in the course of argument was of a foreman who had
treated black and white employees differently, and inappropriately and
discriminatorily, and was then disciplined by his employer for having
done so. Mr Langstaff QC submitted that that would be unfavourable treatment
by the employer, and "on racial grounds" if those words are
to be broadly construed, but the employer would have been doing so clearly
not only with the best of motives but also with the purpose of furthering
the intent of the race relations legislation. He submitted that if that
example could fall within the definition of unfavourable treatment "on
racial grounds" that would make a laughing stock of the legislation,
and would be quite contrary to the intention of Parliament."
The
EAT accepted that it would not have been the intention of Parliament to
permit for such a claim under the Race Relations Act 1976 but stated:
"We
agree that if some step is required to be taken to limit those who can
take advantage of s.1(1)(a) of the Act that can, and should, be considered
by Parliament, and not by judicial legislation."
The
Court of Appeal allowed Serco's subsequent appeal. The essence of the
reasoning of Mummery LJ
is contained within paragraphs 46 and 47 of the judgment:
"In
this case it is true that the circumstances in which the decision to dismiss
Mr. Redfearn was taken included racial considerations, namely the fact
that Serco's customers were mainly Asian and that a significant percentage
of the workforce was Asian. Racial considerations were relevant to Serco's
decision to dismiss Mr. Redfearn, but that does not mean that it is right
to characterise Serco's dismissal of Mr. Redfearn as being on "racial
grounds". It is a non-sequitur to argue that he was dismissed on
"racial grounds" because the circumstances leading up to his
dismissal included a relevant racial consideration, such as the race of
fellow employees and customers and the policies of the BNP on racial matters.
Mr. Redfearn was no more dismissed "on racial grounds" than
an employee who is dismissed for racially abusing his employer, a fellow
employee or a valued customer. Any other result would be incompatible
with the purpose of the 1976 Act to promote equal treatment of persons
irrespective of race by making it unlawful to discriminate against a person
on the grounds of race.
"In
my judgment, the employment tribunal was correct in law in deciding that
Mr. Redfearn was not dismissed "on racial grounds". The grounds
of his dismissal were not racial. They did not become racial grounds because
Serco dismissed him in circumstances in which it wished to avoid the perceived
detrimental effects of Mr. Redfearn's membership of, and election to office
representing, the BNP, which propagated racially discriminatory policies
concerning non-white races who formed part of Serco's workforce and customer
base."
However, in holding that the grounds on which Mr. Redfearn
was dismissed were not racial the Court of Appeal failed to articulate
why Mr. Redfearn's case did not fall within the extremely wide dicta
set out in the Showboat
case, stating merely that to allow Mr. Redfearn's case to succeed
would be incompatible with the purpose of the Race Relations Act 1976
and that the Court was "confident that that is not the kind of
case for which the anti-discrimination legislation was designed."
It
is difficult to avoid the conclusion that the Court determined the outcome
of the case on an instinctive reaction to the facts. Whilst English Courts
have frequently construed statutes purposively,
Mummery LJ simply asserts that Mr Redfearn's case does not fall within
the scope of the doctrine of transferred discrimination, without providing
guidance as to the true breadth of the doctrine. It appears clear that
faced with a hard case the Court of Appeal shied away from any application
of principle, resorting instead to an instinctive view that the outcome
Mr Redfearn sought was undesirable.
CATEGORISATION
OF THE AUTHORITIES
So
what are we to make of the cases and the limits of the transferred discrimination
doctrine? In what circumstances are the issues of race sufficiently proximate
to apply the doctrine and when are they too distant? If, as I have suggested,
the cases to date have been instinctive reactions to particular sets of
facts, what certainties can we draw from the results?
I
would suggest that there are three distinct categories which emerge.
-
The first type
of case is that envisaged by Applin
and occurs where an individual is discriminated against on racial
grounds because of an association with another person of a particular
race. This type of discrimination can be termed "discrimination
by association".
-
The second type
of case occurs where an individual is subjected to a detriment or
is dismissed as a result of a failure to follow a discriminatory instruction.
Showboat, Weathersfield v. Sargent
and Zarczynska v. Levy are
all examples of this type of case. The second type of case will be
referred to as "discriminatory instructions cases".
-
The third type
of case is that highlighted by the Serco v.
Redfearn decision and occurs when an individual
is subjected to detriment or is dismissed because of the individual’s
breach or perceived breach of an equal opportunities policy or for
reasons relating to the individual’s views or perceived views
about equal opportunities.
Redfearn demonstrates that English law has extended
the doctrine of transferred race discrimination, as encapsulated by the
Showboat test,
beyond cases of discrimination by association to the discriminatory instructions
cases. It is not however prepared to entertain cases where individuals
are treated in a particular way because they have breached equal opportunities
policies or legislation, or it is perceived that they have breached or
might breach equal opportunities policies or legislation.
The
question is whether this distinction can be justified as a matter of principle.
In construing "racial grounds" can the test of considerations
of race be sustained in such a way as to accommodate the claimants in
the discriminatory instruction cases but to deny protection in the third
category of cases?
The
Potential for Undesirable Results
The wide, Showboat
test, necessarily broad so as to include discriminatory instructions has
been narrowed to avoid "undesirable" results, such as protection
for Mr Redfearn. That such a wide test might permit undesirable results
was accepted by the Court of Appeal in Wheeler
v. Leicester City Council.
That case involved an attempt to judicially review the decision of
a local authority to ban a sports club from using certain recreational
facilities on the basis that members of the club had been selected to
play rugby in South Africa at a time when the policy of the local authority
was to discourage sporting links with South Africa because of the apartheid
policy. In that case, counsel for the club sought to argue that the council
was discriminating against the club within the Showboat
dicta since racial considerations were clearly involved in the
decision of the council to ban the sports club from using the recreational
facilities. Ackner LJ set out the relevant passage of the Showboat
decision and then stated:
"... I
cannot accept so wide a statement, which, as was apparent in the course
of submissions, could produce consequences totally repugnant to the very
purpose of the legislation."
Indeed,
Browne-Wilkinson LJ also accepted that:
"... the
words I used in the passage cited by Ackner LJ from Showboat Entertainments
Centre v. Owens… were too wide. It was not in dispute in that case
that the conduct complained of constituted discrimination on racial grounds;
the only issue was whether such discrimination had been exercised against
the applicant."
On
the Showboat test - where all that is required of
an employment tribunal is to consider whether or not the individual's
treatment was to any extent influenced by racial considerations
- Mr. Redfearn and an employee who racially abuses a colleague have been
discriminated against on grounds of race since, in both these examples,
racial considerations were at the forefront of the employers' minds when
the decision to dismiss was taken.
Of
course, Mummery LJ was right to suggest, in Serco v. Redfearn,
that it could not have been the intention of Parliament that Mr. Redfearn
or the hypothetical employee referred to above should benefit from the
passing of the Race Relations Act 1976.
But, having developed a test which "stretches" the wording of
the Act, based upon racial considerations, it is not legally principled
to restrict that protection based upon value judgments, or to place those
judgments in the hands of judges.
The test which ought to be applied in cases of association
is: was the complainant treated less favourably than an actual or hypothetical
comparator on grounds of the protected characteristic of an individual
with whom the complainant is associating with or has associated with?
There are no undesirable consequences once this restriction is applied.
The examples given in argument in Serco v. Redfearn
would simply not be caught by the test. Further, the difficulties identified
in running the comparison would also disappear. The difficulties experienced
in the Showboat case stemmed from the fact that
there is no readily apparent comparator. There was simply an instruction
to the complainant and that instruction had a racial element to it. By
contrast, in the example put forward in Applin,
of an innkeeper excluding a white woman because she is accompanied
by a black man, there is a readily apparent comparator in the form of
the accompanying (associated) person. The treatment of the white woman
should be compared to the treatment of another white woman, the race of
whose partner is switched. It is only in cases of association that the
claimant is able to point to a person or persons whose race is said to
be relevant to the way the claimant has been treated. A comparison complying
with section 3(4) can then be undertaken by considering how that claimant
would have been treated if the race of the person(s) pointed to is switched.
An application to the ECHR is pending against the UK
Government and is built on the fact that at the time of the case there
was no general right to claim for dismissal on the grounds of political
activity. The Employment Equality Religion or Belief Regs 2003 deal only
with Religion or Belief which at the time meant "any religion religious
belief or similar philosophical belief" which was held not
to cover the BNP at tribunal level;. (eg Wingfield
v North Cumbria Trust). This was amended
by the Equality Act 2006 s77(1) to mean "any religious or philosophical
belief" which h might just include the BNP.
The
Trade Union Context: ASLEF v UK
The
case of ASLEF v UK (and the proceedings
that led up to that case) approach a similar issue from a different factual
and legal angle. Mr Lee, a BNP member, joined ASLEF shortly before standing
as a councillor for the BNP. He came to the attention of the Union and
the police whilst handing out Islamophobic literature and harassing members
of the Anti-Nazi League. He was expelled as a member of ASLEF as a result
of his BNP membership.
Mr
Lee brought a claim before the Employment Tribunal alleging that his expulsion
was unlawful. He succeeded in his claim. ASLEF appealed to the EAT, which
upheld ASLEF’s appeal and remitted the claim to the Employment Tribunal,
where Mr Lee was again successful. He was readmitted by the Union, which
did not appeal further.
ASLEF
instead pursued a claim before the European Court of Human Rights against
the UK. The crux of the claim was that the existing UK legislation, contained
in s174 of the Trade Union and Labour Relations (Consolidation) Act breached
Article 11 of the European Convention on Human Rights providing for freedom
of association. The ECHR found, in February 2007, in ASLEF's favour. Whilst
s174 was found to be an interference with Article 11 which was made in
pursuit of a legitimate aim (protecting the rights of individuals), it
was disproportionate and failed to strike the correct balance between
the rights of the Union under Article 11 and Mr Lee's rights to freedom
of expression under Article 10.
Article
11 is not an unlimited right. It provides:
-
Everyone
has the right to freedom of peaceful assembly and to freedom of association
with others, including the right to form and join trade unions for
the protection of his interests.
-
No
restrictions shall be placed on the exercise of these rights other
than such as are prescribed by law and are necessary in a democratic
society in the interests of national security or public safety, for
the prevention of disorder or crime, for the protection of health
or morals or for the protection of the rights and freedoms of others.
This Article shall not prevent the imposition of lawful restrictions
on the exercise of these rights by members of the armed forces, of
police or of the administration of the State.
In
deciding whether a right has been infringed, the ECHR must establish whether
any restriction is prescribed by law, in pursuit of one of the legitimate
aims set out and necessary in a democratic society i.e. satisfying a "pressing
social need". Additionally, as established by the case law of the
ECHR, the restriction must be proportionate. Proportionality can incorporate
a number of factors, including the need to have adequately balanced any
competing rights.
The
restriction on a union's ability to exclude or expel members is contained
in s174 which, as amended in 2004 (as a result of the EAT's judgement
in Lee v ASLEF itself), provides;
-
An
individual shall not be excluded or expelled from a trade union unless
the exclusion or expulsion is permitted by this section.
-
The
exclusion or expulsion of an individual from a trade union is permitted
by this section if (and only if)…
d.
The exclusion or expulsion is entirely attributable to conduct of his
(other than excluded conduct) and the conduct to which it is wholly or
mainly attributable is not protected conduct.
Protected
conduct is defined by section 174(4) as being, having been or ceasing
to be a member of a political party. Activities undertaken as a member
of a political party are not, however, protected conduct. Conduct includes
statements, acts and omissions.
The
UK Government conceded that s174 did infringe the right to associate freely
but argued that the infringement was permissible in that it was necessary,
in a democratic society, to protect the rights and freedoms of others,
in this case Mr Lee's right to hold and express political views in accordance
with Article 10, which deals with freedom of expression.
The
Court rejected the Government's contention. Having found that Article
11 involves the rights of unions to draw up their own rulebooks and administer
their own affairs, the Court went on the conclude that just as an employee
should be free to join, or not join, a union, so should a union be free
to choose its members. Article 11 did not impose a duty to admit whoever
wished to join.
Unions must therefore be free to decide, in accordance with their rules,
questions regarding admission and expulsion.
Thus Article 11 was engaged.
In
deciding whether the restriction was justified by Article 11(2) the Court
accepted that the restriction was both prescribed by law and in pursuit
of a legitimate aim. However, in examining whether a fair balance had
been struck between the rights of ASLEF and Mr Lee, the Government's position
was rejected. Expulsion did not impinge, in any significant way, upon
Mr Lee's freedom of expression, as Mr Lee was free to continue his political
activities, nor, in the absence of a closed shop, did he suffer any prejudice.
This
view of prejudice appeared to signal that there was, in reality, no benefit
to be gained from union membership beyond the protection of livelihood
in a closed shop situation. Given the Convention and Court's previous
support for unions this conclusion provided a difficulty. However, on
the facts, the Court was able to deal with this problem as follows:
"The
Court has taken account of the fact that membership of a trade union is
often regarded, in particular due to the trade union movement's historical
background, as a fundamental safeguard for workers against employers'
abuse and it has some sympathy with the notion that any worker should
be able to join a trade union…However…ASLEF represents all
workers in the collective bargaining context and there is nothing to suggest…that
Mr Lee is at any individual risk of, or is unprotected from, any arbitrary
or unlawful action by his employer".
Thus
the Court acknowledged collective bargaining as a benefit afforded by
union membership but, in the particular circumstances, effectively recognition
of bargaining rights for the workforce regardless of membership, found
that non-members shared in that benefit in any event.
This
appears to confine the ASLEF decision to circumstances in which a union
has the right to bargain for all employees, thus rendering the general
principle of union freedom subject to the scope of the individual bargaining
arrangements in any given circumstance. The Court was silent on other
circumstances: membership in the absence of recognition, derecognition,
limited bargaining rights, multiple recognition and representation by
employee elected representatives etc.
The
Court also seems to have taken a somewhat simplistic view of the benefits
of union membership and the protections it affords. The fact that Mr Lee
was covered by bargaining arrangements despite his non-membership overlooks
a significant part of the role of trade unions. The benefits of membership
are not confined to bargaining terms, but extend to representation in
disciplinary and grievance matters, advice, support, the right to take
part in the life of the union, decisions on industrial action and beyond.
Mr Lee was deprived, if expelled, of these opportunities. If Mr Lee were
to face disciplinary action as the result of his actions, or perhaps dismissal
as we saw in the case of Mr Redfearn, he would receive no representation.
Again the Court is silent on how and why this does not constitute a detriment.
These
are important issues given that the decision is likely to result in the
amendment of s174. The Government has, in response, consulted on possible
amendments to s174 as a result. Two potential amendments were proposed;
the first removing reference to political party membership or activities,
the second a more limited reform to permit exclusion on political grounds
only where those were incompatible with the rules or objects of the union.
Complete repeal, which was the position adopted by several of the unions
consulted, was not proposed.
Unions
are undoubtedly being targeted by the far right in a way perhaps not originally
envisaged when s174 was drafted. As Hendy and Ewing
have noted, the original drafting of s174 took place in a different political
climate. It was enacted by a Conservative Government as part of a raft
of legislation aimed at ending the closed shop and in particular the danger
of loss of livelihood where a member was excluded or expelled as a result
of being (or not being) a member of a mainstream political party. They
point out that the climate has changed. The closed shop is a thing of
the past and the current challenge is not from mainstream political affiliation
but from the right.
Many
in the union movement have suggested that, in the face of the changes
since enactment. Unions are not, as the ECHR has acknowledged politically
neutral nor should they be required to be. But the question here is whether
they should be permitted to police the political views of their members.
The
political debate has shifted away from the mainstream to concerns over
the politically extreme. But again the risk of hard cases making bad law
arises. An outcome simply designed to meet the unique challenge from the
far right but which are lacking in general principle have the potential,
should the context change, to exclude others. Surely what is required
is a democratic and open challenge to the views of members with whom we
may disagree.
And
for unions the ground is dangerous. In order to accept the role of policing
members’ views they must accept that those excluded suffer no detriment.
In doing so they will have to accept the argument that membership has
few if any benefits. That cannot be right.
So,
whilst the right result may have been reached in terms of Mr Lee, given
the lack of closed shop and bargaining arrangement, the absence of disciplinary
action against him, what of an BNP member in other circumstances. Should
his (or her) political views put him beyond the reach of union protection
if he is disciplined, dismissed or outside collective bargaining arrangements.
As the carefully couched decision of the Court in ASLEF suggests, the
balance between freedom of association and freedom of expression is not
easily drawn.
Conclusion
Both
cases raise interesting questions of law and both provide significant
challenges. Hard cases can and do make bad law. The fact that the views
of the BNP are, to many of us, unacceptable should not mean that we define
the scope of the law in such a way as to exclude them from protection,
allowing in due course for others to be excluded.
JOHN
BOWERS QC
Monday, November 26, 2007
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